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Our Process

Carolina Wealth utilizes a prudent investment process developed and tailored to meet each client's needs.  We believe each client's investment portfolio should align with their financial goals.  Our process is focused on identifying investment opportunities that have reasonable fees, acceptable risk characteristics and the potential for higher returns.  This process includes-

  • Initial Consultation  - We provide you with an overview of our practices, policies and services.  During this meeting, we may also discuss your assets, liabilities, income sources, insurance, retirement benefits, current investments, educational plans, and taxes.  Most importantly, we address the your financial goals and risk profile.  

  • Investment Analysis  - We conduct an in-depth analysis of your current investment portfolio.  This includes reviewing the investment management, the risk exposure, the diversification, the fees and the alignment of the portfolio with your stated goals.

  • Investment Recommendation  -  Based upon the information gathered, we provide you with an investment plan customized to meet your investment risks, goals and objectives.

  • Implementation  - After agreeing on a course of action, we implement the portfolio recommendations while keeping the client informed about any and all changes.  

  • On-Going Monitoring  - After the investment plan has been implemented, we provide continous management while analyizing, adjusting and/or rebalancing each client's portfolio regularly.